- 8,707
Because once he is a registered rep his free speech is gone and his firm has to approve any outside business activities. Seems perfect to me.
Series 6, 7 and 63 License . . .
- Thread starter myinsurebiz
- Start date
Because once he is a registered rep his free speech is gone and his firm has to approve any outside business activities. Seems perfect to me.
- 15,041
Oh, this is going to be funny now. I have no doubt he will find someone to sponsor him. However, they are going to lighten his wallet by several thousand dollars first.
- 29,467
That guy that has a crush on you is still following you around Lamb Chops. 
- 8,707
Why bother next week he is going to want to be a P&C agent.
- 11,273
Yeah... he'll want to quote workman's comp plans to "get in the door" to then offer buy/sell agreements and 401k plans.
- Thread starter
- #37
- 5,933
Ha - deserved . . .
But - really want to be able to offer variable annuities and sell sugar futures
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That guy that has a crush on you is still following you around Lamb Chops.
I know and it is *icky . . .
- 8,707
Ha - deserved . . .
But - really want to be able to offer variable annuities and sell sugar futures
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I know and it is *icky . . .
Tom before you go the registered rep route you better be set on one plan. Your B/D gets to approve all outside business activity and FINRA is serious about it do some research.
- Thread starter
- #40
- 5,933
Spent a few hours with the B / D division of an IMO that I'll be using for FIUL, GUL, MYGA and FIA . . .
Based on their recommendation - I believe at this point I'm just going to study hard on these products, ease JD's pains and "know what I know" and see if the niche market I'm going to explore can be as lucrative as it seems . . . .
If the time comes - they will sponsor me and pay for all my study materials, testing, licensing and E&O . . .
Forum recommendations once again rule . . .
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